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Mortgage Compliance Officer - Surrey - Surrey

Basic £40k to £55k - Mortgage Compliance - SUPPORT
Ref: 87 Date Posted: Monday 29 Jul 2019
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Compliance Officer - Employed with Basic £40,000 to £55,000  -  South London or Surrey

Our client is a directly authorised mortgage brokerage with a team of 20 to 25 advisers. We are looking for an experienced mortgage compliance professional with a creative and modern approach. This is a senior management position leading to CF1 promotion.

 

The Opportunity:

  • Reporting to the CF1 director with overall compliance responsibility
  • Induction process (2 day), observation, sign off and systems, and process
  • Has 2 support staff for file monitoring of file checker
  • Dealing with FCA
  • Dealing with and implementing market changes
  • Monthly, quarterly, 1/2 yr and annual one to one's with advisers, via email, telephone or face to face
  • Handle and preempt complaints and or risk
  • Marketing sign off
  • Assess recruitment viability of adviser
  • Exit process of advisers
  • Qtly risk assessment from lenders